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Intermediaries

Licensees

Registered Adjusters

Registered Agents & Brokers

Registered External Intermediaries

Registered Salespersons - By Name

Registered Sub-Agents

Statutory/Regulatory Filing Requirements – Insurance Intermediaries

Forms

Adjusters

Application for Registration as an Adjuster (1st Sch. Form 3-PART B)

Application for Registration as an Individual Adjuster ( 1st Sch. Form 3 -PART A)

Individual Adjuster Renewal of Certificate Application (2nd Sch. Form 3 - PART A)

Adjuster Firm Renewal of Certificate Application (2nd Sch. Form 3 - PART B)

Salespersons or Technical Representatives

Tied & Commissioned Salesperson & Technical Representative (Form 4)

Application for Registration as a Salesperson/Technical Representative (Form 3, PART D)

Application for Renewal as a Salesperson (Form 2)

Form 12 (PART A) - Notice of Termination of Employment (Salesperson's submission)

Form 12 (PART B) - Notice of Termination of Employment (Sponsor's submission)

Agents & Brokers

Application for Registration as a Broker or Partnership Checklist

Application for Registration as a Broker or Partnership (PART B)

Application for Registration as an Agent Checklist

Agent Renewal of Certificate Application (Form 1)

Application for Registration as an Agent (PART C)

Broker Renewal of Certificate Application (Form 3)

Sub-Agent Renewal of Certificate Application (Form 1)

Annual Return by Agent or Broker - (Form 19)

Notice of Termination of Agency Agreement (Agent's submission) - Form 12 (PART C)

Notice of Termination of Intermediary Agreement (Sponsor's submission) - Form 12 (PART D)

Sub-Agents

Application for Registration as a Sub-Agent (SP & CORP) Checklist

Application for Registration as a Sub-Agent Corporate (PART C)

Sub-Agent Renewal of Certificate Application (Form 1)

Form 12 (PART E) - Notice of Termination of Intermediary Agreement (Sub-Agent's submission)

Form 12 (PART B) - Notice of Termination of Employment (Sponsor's submission)

Application for Registration as a Sub-Agent Sole Proprietor (PART A)

Form 12 (PART D) - Notice of Termination of Intermediary Agreement (Sponsor's submission)

Policies & Guidelines

Guidelines for the Conduct of Business

Admin Fines Schedule - Ins Act - Ins Intermediaries - March 2019

Guidance Note on CESRA

General Due Diligence Requirements - Directors, Sr. Mngmnt., Shareholder, Principal Rep.

Guidance Note for Minimum Qualification for Adjusters

Guidance Note for Responsible Officer

Guidance Note for Regulation of Adjusters

Guidelines for Assessing General Fitness and Propriety

Guidelines for Insurance Companies: AML & CFT & PF

Guideline for Premium Trust Accounts

Guidelines for Intermediary Registration - Salespersons

Guidelines for Intermediary Registration - Agents, Brokers and Sub-Agents

Lending Institutions involved with Insurance Placement for Borrowers

Policy on Departing Salespersons - Outstanding Funds with Sponsors

Policy on Financial Reporting Requirements

Public Notice - Use of Foreign Adjusters

PROMOTING SOUND AND

PRUDENT INSURANCE REGULATION

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